Statutory Disclosures & Compliance Statement | Stoic Wealth

In compliance with the Securities and Exchange Board of India (Research Analysts) Regulations, 2014, the following disclosures are provided to ensure transparency, accountability, and informed decision-making for all our clients.

1. Regulatory Status

Stoic Wealth is registered with the Securities and Exchange Board of India (SEBI) as an Individual Research Analyst (Registration Number: INH000022224, granted on August 6, 2025). We provide Research Analyst services to our clients in accordance with these regulations.

Important Notice: Registration granted by SEBI and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.

2. Independence & Conflict of Interest

  • No Affiliations: We are not affiliated with any other intermediaries. We do not receive brokerage, commission, or any form of compensation from third parties, stockbrokers, or other intermediaries.

  • No Recommendations: We do not recommend specific stockbrokers or third-party service providers.

  • Operational Integrity: We ensure that individuals employed as research analysts are strictly separate from employees performing sales, trading, dealing, or corporate finance advisory activities to protect the independence of our research. However, our analysts may receive feedback from sales or trading personnel to ascertain the market impact of our research reports.

  • Personal Interests: We, or persons related to us, may hold positions in the stocks recommended. Any such position will be disclosed in accordance with regulatory requirements.

  • Objectivity: We have no association with any issuer of products/securities, ensuring that our objectivity and research independence remain uncompromised.

3. Risk Disclosure & Limitation of Liability

  • Market Risks: Investments in the securities market are subject to market risks. We strongly advise reading all related documents carefully before investing.

  • No Guarantees: We provide no promise or assurance of favorable views for any particular industry, sector, or business group.

  • Accuracy: While we exercise due diligence to ensure our information is sourced from reliable channels, we do not vouch for the absolute consistency or completeness of the data.

  • User Responsibility: All investment decisions are the sole responsibility of the client. Stoic Wealth is not responsible for any loss incurred due to our information. We take no responsibility whatsoever for any financial profits or losses that may arise from our recommendations.

  • Simulated Results: Any simulated or hypothetical performance results do not represent actual trading. No representation is made that any account will or is likely to achieve profits or losses similar to those shown.

4. Intellectual Property & Confidentiality

  • Proprietary Rights: Research recommendations are provided exclusively to our entitled clients. No client (paid or unpaid), third party, or any other individual has the right to forward, share, or redistribute our calls, SMS, reports, or any information provided by us through any medium.

  • Legal Action: Unauthorized distribution of our proprietary information is strictly prohibited and may result in serious legal action.

5. Opinions vs. Advice

  • Opinion Handling: If a client requests an opinion on a specific position, such a view shall be considered an opinion, not formal advice. We are not liable for any losses a client may incur by acting on such opinions.

  • Educational Content: Everything posted on our social media channels (Twitter/Facebook/Telegram/YouTube) is strictly for education and illustration purposes and should not be construed as recommendations or formal investment advice.

6. Client Due Diligence

We encourage all investors to use our services as a resource to further their own research. Before acting on any information, investors must consider their own financial condition, risk appetite, and suitability profile. You, and not Stoic Wealth, assume the entire cost and risk of any trading you choose to undertake.

If you choose to engage in transactions without seeking advice from a licensed financial advisor, such decisions and any consequences flowing therefrom are your sole responsibility.